Trade Dress

Trade dress is the total image and overall appearance of a product or service: its packaging, shape, color, texture, graphics, and even the layout and decor of the place where it is sold. It is protected under the same body of law as trademarks, because a shape or a look can point to a single source just as reliably as a name printed on the label.

The operative statute is section 43(a) of the Lanham Act, 15 U.S.C. § 1125(a), which reaches unregistered marks and dress. Trade dress can also be registered on the Principal Register at the USPTO. Either way, two requirements do nearly all the work: the dress must be distinctive, and it must be non-functional. Fail either and there is nothing to protect, no matter how much money went into the look.

What counts as trade dress

The category is deliberately broad. Courts have found protectable trade dress in the shape of a Coca-Cola bottle, the layout and festive decor of a restaurant, the arrangement of a magazine cover, the appearance of a website, and the color of a product.

It is important that trade dress is evaluated as a whole, not element by element. A plaintiff does not win by showing that its color is unique and its font is unique. It wins by showing that the combination, taken together, identifies a source. Conversely, a defendant does not win by picking off individual features and showing each is common. The Supreme Court made the point in Two Pesos, Inc. v. Taco Cabana, Inc., 505 U.S. 763 (1992), where the protected dress was a restaurant’s overall festive Mexican theme: interior and patio dining areas, bright colors, artifacts, murals, and a particular kitchen layout. No single element was novel. The composite was.

A practical corollary: you must be able to say what your dress is. Claims that describe the look in vague adjectives, or that shift definition as the litigation proceeds, tend to fail on that ground alone.

The packaging versus product design split

This is the central doctrine, and it is the first question in almost every trade dress dispute.

Two Pesos held that trade dress can be inherently distinctive, meaning protectable from day one without proof that consumers have come to associate it with one company. Eight years later, Wal-Mart Stores, Inc. v. Samara Bros., Inc., 529 U.S. 205 (2000), carved out a hard exception. Samara made children’s seersucker outfits; Wal-Mart had knockoffs made. The Court held that product design trade dress is never inherently distinctive and always requires secondary meaning, that is, evidence that the buying public has come to treat the design as identifying a source.

The reasoning is about consumer psychology. People see a product’s shape as aesthetics or engineering, not as a badge of origin. Nobody assumes a cocktail dress comes from one company because of its cut. But shoppers do read packaging as a source signal, because packaging exists mostly to say who made the thing.

Wal-Mart also acknowledged that some cases are hard to sort, and gave a tiebreaker: when it is unclear whether dress is packaging or design, courts should treat it as design and demand secondary meaning. Its own example of a hard case was the classic glass Coca-Cola bottle, which is packaging to a drinker who discards it but arguably part of the product itself to a collector. The restaurant decor in Two Pesos, by contrast, was packaging or something akin to packaging, which is how the Court reconciled the two decisions. So doubt cuts against the plaintiff.

Where does this leave a claimant? If your dress is packaging, you may be able to show inherent distinctiveness by arguing the dress is arbitrary or fanciful in its market. If it is product configuration, you must prove secondary meaning through sales volume, advertising spend that emphasizes the look, unsolicited media coverage, consumer surveys, and evidence of intentional copying.

Color as trade dress

Qualitex Co. v. Jacobson Products Co., 514 U.S. 159 (1995), settled that a single color can function as a mark. Qualitex used a green-gold color on its dry cleaning press pads; a competitor adopted the same shade. The Court held that color is eligible once it has acquired secondary meaning and is not functional, rejecting the argument that a limited supply of distinguishable colors requires a categorical bar.

Two limits follow. First, color is never inherently distinctive, so there is always a secondary meaning burden. Second, the Court flagged the color depletion concern as a functionality problem rather than an eligibility problem: if granting one company exclusive rights in a color would put competitors at a significant non-reputation-related disadvantage, the color is functional. Courts have refused protection for the color black on outboard motors because it coordinates with any boat and makes engines look smaller, and for a farm equipment green that signaled compatibility.

Functionality, the defense that ends cases

Functionality is the doctrine that keeps trademark law from swallowing patent law. Trademark rights can last forever; patents expire. If a company could claim perpetual rights in a useful feature by calling it trade dress, expiration would mean nothing.

The test comes from Inwood Laboratories, Inc. v. Ives Laboratories, Inc., 456 U.S. 844 (1982): a feature is functional if it is essential to the use or purpose of the article or if it affects the cost or quality of the article. TrafFix Devices, Inc. v. Marketing Displays, Inc., 532 U.S. 23 (2001), applied it with force. Marketing Displays had held now-expired utility patents on a dual-spring mechanism that kept roadside signs upright in wind, and then claimed the visible dual-spring look as trade dress. The Court held that an expired utility patent is strong evidence that the claimed features are functional, and puts a heavy burden on the claimant to show otherwise. It also held that once a feature is functional under Inwood, there is no need to ask whether competitors have alternative designs available. That last point matters: the existence of other ways to do the job does not rescue a functional feature.

Courts also recognize aesthetic functionality, for features that are not mechanically necessary but still confer a significant competitive advantage unrelated to reputation. Christian Louboutin S.A. v. Yves Saint Laurent America Holding, Inc., 696 F.3d 206 (2d Cir. 2012), is the leading modern treatment. The Second Circuit upheld Louboutin’s red outsole mark, but only as limited to a red sole contrasting with the upper, and so refused to block YSL’s monochrome all-red shoe. The lacquered red had acquired secondary meaning in the contrasting configuration; extending it to monochrome footwear would have hindered legitimate competition.

Who bears the burden

The Trademark Amendments Act of 1999 added 15 U.S.C. § 1125(a)(3), which places the burden on the party asserting unregistered trade dress to prove that the matter is not functional. That is a meaningful allocation. A plaintiff suing on unregistered dress must affirmatively establish non-functionality as part of its own case.

Registration flips this. A registration on the Principal Register carries a presumption of validity under 15 U.S.C. § 1057(b), so the challenger has to prove functionality. That single procedural difference is one of the strongest arguments for registering dress rather than relying on section 43(a) alone.

Assuming distinctiveness and non-functionality are established, the ultimate question is the ordinary trademark one: is there a likelihood of confusion as to source, sponsorship, or affiliation? The multi-factor tests courts use for word marks apply to dress as well.

Frequently asked questions

What is trade dress? Trade dress is the total image and overall appearance of a product or service, including packaging, product shape, color, texture, graphics, and the decor of a retail space. It is protected under the same law as trademarks, principally section 43(a) of the Lanham Act, 15 U.S.C. § 1125(a), because it can identify a source the same way a brand name does. It is protectable only if it is distinctive and non-functional.

What is the difference between packaging trade dress and product design trade dress? Packaging can be inherently distinctive, meaning it is protectable immediately without proof that consumers associate it with one company. Product design never is. Under Wal-Mart Stores v. Samara Brothers (2000), the configuration of the product itself always requires secondary meaning, because consumers read a product’s shape as aesthetics or function rather than as a source signal. Classifying the dress correctly usually decides the case.

Can a color be trade dress? Yes. Qualitex Co. v. Jacobson Products (1995) held that a color alone can serve as a trademark once it has acquired secondary meaning and is not functional. The green-gold of dry cleaning press pads, Tiffany blue, and UPS brown are examples. Color is never inherently distinctive, and a color that is essential to the use of the product or that puts competitors at a real disadvantage is functional and unprotectable.

What makes trade dress functional? A feature is functional if it is essential to the use or purpose of the article, or if it affects its cost or quality, the test from Inwood Laboratories restated in TrafFix Devices v. Marketing Displays (2001). An expired utility patent covering the feature is strong evidence of functionality. Courts also recognize aesthetic functionality, where a design feature that is not mechanically necessary still carries a significant non-reputational competitive advantage.

Authorities and sources

Going further: How to protect trade dress, step by step .

This page is general legal information, not legal advice, and it does not create an attorney-client relationship.

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